Dodd-Frank Meeting Logs
Credit Suisse
89 meetings found
- On 2010-08-16, met with the CFTC to discuss VI. Segregation and Bankruptcy
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- On 2010-09-14, met with the CFTC to discuss VI. Segregation and Bankruptcy
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- On 2010-09-14, met with the CFTC to discuss XIX. Agricultural Swaps
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- On 2010-09-15, met with the CFTC to discuss VI. Segregation and Bankruptcy; General
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- On 2010-09-15, met with the SEC to discuss Title VII Provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act
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- On 2010-09-17, met with the CFTC to discuss II. Definitions; XXI. Joint Rules w/ SEC
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- On 2010-09-20, Sairah Burki from Capital One, Matthew Abbott from Wellington Management, Robert Auwaerter from Vanguard, others met with the Fed to discuss Credit Risk Retention
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- On 2010-10-21, met with the CFTC to discuss XXVI. Position Limits
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- On 2010-10-21, met with the CFTC to discuss VI. Segregation and Bankruptcy; VII. DCO Core Principles; IX. Governance & Possible Limits; X. Systemically Important DCO Rules
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- On 2010-11-03, met with the CFTC to discuss VI. Segregation and Bankruptcy
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- On 2010-11-04, Larry Summers from NEC, Mary Goodman from NEC, Diana Farrell from NEC, others met with the Treasury to discuss GSEs
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- On 2010-11-04, met with the CFTC to discuss XVI. Swap Data Repositories Registration; XVII. Data Recordkeeping; XVIII. Real Time Reporting
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- On 2010-11-05, Troy Rohrbaugh from JPMorgan Chase, David Steck from Nomura, Jeff Feig from Citigroup, others met with the Fed to discuss Derivatives Markets and Products
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- On 2010-11-08, met with the SEC to discuss Title VI Provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act
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- On 2010-11-10, Michael Williams from Credit Suisse, Fred Terrell from Credit Suisse met with the Treasury to discuss GSEs
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- On 2010-11-17, Sir Winn from Bischoff Lloyds, Ambassador Louis from Susman United States, Bob Diamond from Barclays, others met with the Treasury to discuss FSOC Systemic Risk Securitization Heightened Prudential Standards
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- On 2010-11-18, Thomas Sebastian from Gillie BAML, Troy Rohrbaugh from JPMorgan Chase, Daniel Silber from HSBC, others met with the Treasury to discuss FX
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- On 2010-11-29, Michael Williams from Credit Suisse, Peter Norley from Credit Suisse, Philip DeSantis from Credit Suisse met with the Fed to discuss Volcker Rule
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- On 2010-12-03, met with the CFTC to discuss XIII. SEF Registration
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- On 2010-12-03, met with the CFTC to discuss XIII. SEF Registration
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- On 2010-12-15, Tom Deutsch, Chris DiAngelo, Armando Falcon, others met with the FDIC to discuss Resolution Authority
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- On 2011-01-10, Michael Williams from Credit Suisse, Lewis Wirshba from Credit Suisse, Antonio Quintella from Credit Suisse met with the Treasury to discuss Derivatives
Volcker Rule
Capital & Liquidity
GSEs
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- On 2011-01-11, met with the SEC to discuss Title VI Provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act
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- On 2011-01-19, Daniel Ruperto from Goldman Sachs, Kenneth Rozycki from Brown Brothers Harriman, Michael Mulholland from Credit Suisse, others met with the Fed to discuss Derivatives Markets and Products
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- On 2011-01-21, met with the CFTC to discuss IX. Governance & Possible Limits; XIII. SEF Registration
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- On 2011-01-27, Ana P. Botín from Banco Santander, Spain, Boris Collardi from Bank Julius Baer, Switzerland, Gerd Haeusler from BayernLB, Germany, others met with the Treasury to discuss FX
Derivatives
Capital & Liquidity
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- On 2011-02-22, Gail Hillebrand from Consumers Union, Heidi Hartmann from Institute for Women's Policy Research, Catherine Galicia from Senate Banking Committee, others met with the Treasury to discuss CFPB
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- On 2011-03-03, met with the CFTC to discuss II. Definitions; III. Business Conduct Standards w/ Counterparties; IV. Business Conduct Standards – Internal; V. Capital & Margin; XVII. Data Recordkeeping; XVIII. Real Time Reporting
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- On 2011-03-04, met with the CFTC to discuss V. Capital & Margin
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- On 2011-03-04, met with the CFTC to discuss IX. Governance & Possible Limits
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- On 2011-03-09, met with the SEC to discuss Duties of Brokers, Dealers, and Investment Advisers
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- On 2011-03-14, met with the CFTC to discuss XXVIII. Volcker Rule
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- On 2011-03-22, met with the CFTC to discuss I. Registration; II. Definitions; III. Business Conduct Standards w/ Counterparties; IV. Business Conduct Standards – Internal; XVII. Data Recordkeeping; XVIII. Real Time Reporting
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- On 2011-03-28, Athanassios Diplas from Deutsche Bank, Carter McDowell from Securities Industry and Financial Markets Association, Greg Baer from JPMorgan Chase, others met with the Fed to discuss Volcker Rule
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- On 2011-03-30, Olaf Ransome from Nomura, Huw Evants from UBS, Danny Haid from UBS, others met with the Fed to discuss Derivatives Markets and Products
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- On 2011-03-31, met with the CFTC to discuss II. Definitions
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- On 2011-04-13, met with the CFTC to discuss II. Definitions; V. Capital & Margin; XIII. SEF Registration
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- On 2011-04-15, met with the CFTC to discuss II. Definitions; XVII. Data Recordkeeping
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- On 2011-04-20, Joseph Seidel from Credit Suisse, Michael Williams from Credit Suisse, Peter Norley from Credit Suisse, others met with the Treasury to discuss Volcker Rule
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- On 2011-04-22, met with the SEC to discuss Title VI Provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act
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- On 2011-06-23, Richard Berliand from Futures Industry Assn, Chris Hehmeyer from HTG Capital Partners, Athanassios Diplas from Deutsche Bank, others met with the Treasury to discuss Derivatives
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- On 2011-06-30, Richard Coffman from IIB, Michael Crowl from Barclays, M. Rafiq Bengali from National Bank of Pakistan, others met with the Fed to discuss Volcker Rule
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- On 2011-07-06, met with the CFTC to discuss V. Capital & Margin
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- On 2011-07-11, Valerie Kay from Morgan Stanley, Cheryl Glory from Bank of America, John Carroll from UBS, others met with the Fed to discuss Credit Risk Retention
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- On 2011-07-13, Michael Williams from Credit Suisse, Gael de Boissard from Credit Suisse, Tim O'Hara from Credit Suisse, others met with the Treasury to discuss Derivatives
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- On 2011-07-20, met with the CFTC to discuss General
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- On 2011-07-20, met with the CFTC to discuss General
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- On 2011-07-20, met with the CFTC to discuss General
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- On 2011-08-30, met with the CFTC to discuss XXVI. Position Limits; General
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- On 2011-09-01, met with the SEC to discuss Title VI Provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act
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- On 2011-09-21, Howard Altman from Rothstein Kass, Arthur F. Bell Jr. from Arthur Bell, Scott B. Bernstein from Caxton Associates, others met with the Treasury to discuss FSOC OFR Derivatives Other
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- On 2011-10-05, Brian Moynihan from Bank of America, Lloyd Blankfein from Goldman Sachs, Barry Zubrow from JPMorgan Chase, others met with the Treasury to discuss Other
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- On 2011-10-07, met with the CFTC to discuss VI. Segregation and Bankruptcy
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- On 2011-10-13, met with the CFTC to discuss II. Definitions; V. Capital & Margin; VII. DCO Core Principles; XII. DCM Core Principles; XXVI. Position Limits
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- On 2011-10-25, Michael Williams from Credit Suisse, Robert Pribble from Credit Suisse, Henry Goodman from Credit Suisse, others met with the Treasury to discuss Volcker Rule
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- On 2011-12-21, Nicole Arnaboli from Credit Suisse, Robert Jain from Credit Suisse, Roger Machlis from Credit Suisse, others met with the Fed to discuss Volcker Rule
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- On 2011-12-21, Robert Jain from Credit Suisse, Roger Machlis from Credit Suisse, Norman Parton from Credit Suisse, others met with the Treasury to discuss Volcker Rule
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- On 2011-12-21, Nicole Arnaboldi, Robert Jain, Roger Machlis, others met with the FDIC to discuss Other-Volcker Rule
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- On 2012-01-06, met with the CFTC to discuss VI. Segregation and Bankruptcy
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- On 2012-01-31, Tom Koonce from JPMorgan Chase, Sheila Greenwood from Prudential, Kate Childress from JPMorgan Chase, others met with the Treasury to discuss OFR
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- On 2012-02-06, John Feid from Federal Deposit Insurance, Peter Yen from Federal Deposit Insurance, Robert Collender from Federal Housing Finance Authority, others met with the Fed to discuss Derivatives Markets and Products
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- On 2012-02-09, met with the CFTC to discuss IV. Business Conduct Standards – Internal; General
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- On 2012-02-09, met with the CFTC to discuss IV. Business Conduct Standards – Internal
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- On 2012-02-27, Daryll Hendricks from UBS, Jeff Samuels from Barclays, Joe Seidel from Credit Suisse, others met with the Fed to discuss Enhanced Supervision
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- On 2012-03-06, David Ronald Maurice from Norges Bank, Joseph Michael Kippels from Wells Capital Management, Louis Hyman Geser from Dreyfus Brent, others met with the Treasury to discuss FSOC Systemic Risk Volcker Rule Capital & Liquidity
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- On 2012-03-13, met with the CFTC to discuss General
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- On 2012-04-19, Michael Williams from Credit Suisse, Brady Dougan from Credit Suisse met with the Treasury to discuss Derivatives Enhanced Prudential Standards Capital
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- On 2012-04-19, met with the SEC to discuss Title VII Provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act
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- On 2012-04-26, Chet Helck from Raymond James Financial, Bernard Beal from M.R. Beal, Joan Binstock from Lord, Abbett, others met with the Treasury to discuss Derivatives Volcker rule Capital Enhanced Prudential Standards Designations
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- On 2012-05-01, Carter McDowell from Securities Industry and Financial Markets Association, Jim Rosenthal from Morgan Stanley, Ken Bentsen from Securities Industry and Financial Markets Association, others met with the Fed to discuss Collins Amendment and Capital Rules
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- On 2012-05-10, Troy Rohrbaugh from JPMorgan Chase, David Steck from Nomura, Daniel Ruperto from Goldman Sachs, others met with the Fed to discuss Derivatives Markets and Products
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- On 2012-06-07, met with the CFTC to discuss VII. DCO Core Principles
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- On 2012-06-14, met with the CFTC to discuss I. Registration; II. Definitions; XVII. Data Recordkeeping; XVIII. Real Time Reporting
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- On 2012-06-14, met with the CFTC to discuss XXVIII. Volcker Rule
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- On 2012-07-23, Joe Seidel from Credit Suisse, Volker Batz from Credit Suisse, Lewis Wirshba from Credit Suisse, others met with the Fed to discuss Enhanced Supervision
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- On 2012-07-31, met with the CFTC to discuss General
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- On 2012-08-02, John Collingwood from Bank of America, Courtney Geduldig from Financial Services Forum, Jim Donnellan from Metlife, others met with the Treasury to discuss FSOC
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- On 2012-08-08, Faryar Shirzad from Goldman Sachs, John Dearie from Financial Services Forum, Sheila Greenwood from Prudential, others met with the Fed to discuss Systemic Designations, Enhanced Prudential Standards, and Banking Supervision and Regulation
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- On 2012-09-11, met with the CFTC to discuss General
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- On 2012-09-18, met with the CFTC to discuss General
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- On 2012-10-03, James Gorman from Morgan Stanley, Brian Moynihan from Bank of America, Lloyd Blankfein from Goldman Sachs, others met with the Treasury to discuss Other
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- On 2012-12-12, Thomas Gallagher from Credit Suisse, Michael Zaremsk from Credit Suisse, Ryan Tunis from Credit Suisse, others met with the Treasury to discuss Designations
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- On 2013-01-10, H. Rodgin Cohen from Sullivan & Cromwell, Greg Baer from JPMorgan Chase, Jim Reilly from TD Bank, others met with the Treasury to discuss Resolution
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- On 2013-01-15, Lloyd Blankfein from Goldman Sachs, John Dearie from Financial Services Forum, Robert Nichols from Financial Services Forum, others met with the Fed to discuss Resolution Framework
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- On 2013-04-17, met with the CFTC to discuss General
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- On 2013-04-19, Joseph Seidel from Credit Suisse, Lewis Wirshba from Credit Suisse, Wilson Ervin from Credit Suisse, others met with the Fed to discuss Enhanced Supervision
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- On 2013-05-13, met with the CFTC to discuss Clearing Requirement
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- On 2013-05-21, Richard Coffman from Institute of International Bankers, Derek Bush from Cleary Gottlieb, Patrick Durkin from Barclays, others met with the Fed to discuss Enhanced Supervision
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- On 2013-06-06, met with the CFTC to discuss Cross-Border
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