Dodd-Frank Meeting Logs
Deutsche Bank
61 meetings found
- On 2010-08-16, met with the CFTC to discuss VI. Segregation and Bankruptcy
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- On 2010-09-16, met with the CFTC to discuss II. Definitions; V. Capital & Margin; VIII. Process for Review of Swaps; XIII. SEF Registration
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- On 2010-09-28, met with the CFTC to discuss VII. DCO Core Principles; VIII. Process for Review of Swaps
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- On 2010-10-14, Troy Rohrbaugh from JPMorgan Chase, David Steck from Nomura, Jeff Feig from Citigroup, others met with the Fed to discuss Derivatives Markets and Products
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- On 2010-11-10, met with the CFTC to discuss I. Registration; IX. Governance & Possible Limits; XIII. SEF Registration; XVI. Swap Data Repositories Registration
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- On 2010-11-12, met with the CFTC to discuss General
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- On 2010-11-17, Sir Winn from Bischoff Lloyds, Ambassador Louis from Susman United States, Bob Diamond from Barclays, others met with the Treasury to discuss FSOC Systemic Risk Securitization Heightened Prudential Standards
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- On 2010-11-18, Thomas Sebastian from Gillie BAML, Troy Rohrbaugh from JPMorgan Chase, Daniel Silber from HSBC, others met with the Treasury to discuss FX
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- On 2010-12-10, Randall Guynn from Davis Polk & Wardwell, Marcelo Riffaud from Deutsche Bank, Mike Kadish from Deutsche Bank met with the Fed to discuss Lincoln Amendment and Derivatives Push-Out
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- On 2011-01-19, Daniel Ruperto from Goldman Sachs, Kenneth Rozycki from Brown Brothers Harriman, Michael Mulholland from Credit Suisse, others met with the Fed to discuss Derivatives Markets and Products
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- On 2011-03-03, met with the CFTC to discuss II. Definitions; III. Business Conduct Standards w/ Counterparties; IV. Business Conduct Standards – Internal; V. Capital & Margin; XVII. Data Recordkeeping; XVIII. Real Time Reporting
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- On 2011-03-04, met with the CFTC to discuss General
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- On 2011-03-04, met with the CFTC to discuss II. Definitions; V. Capital & Margin
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- On 2011-03-04, met with the CFTC to discuss V. Capital & Margin
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- On 2011-03-04, met with the CFTC to discuss IX. Governance & Possible Limits
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- On 2011-03-09, Robert Bogucki from Barclays, Kelvin Hebburn from Morgan Stanley, Marco Antonio Sudano from Banco Itau BBA, others met with the Fed to discuss Volcker Rule
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- On 2011-03-22, met with the CFTC to discuss I. Registration; II. Definitions; III. Business Conduct Standards w/ Counterparties; IV. Business Conduct Standards – Internal; XVII. Data Recordkeeping; XVIII. Real Time Reporting
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- On 2011-03-28, Athanassios Diplas from Deutsche Bank, Carter McDowell from Securities Industry and Financial Markets Association, Greg Baer from JPMorgan Chase, others met with the Fed to discuss Volcker Rule
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- On 2011-03-29, met with the CFTC to discuss General
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- On 2011-03-30, Olaf Ransome from Nomura, Huw Evants from UBS, Danny Haid from UBS, others met with the Fed to discuss Derivatives Markets and Products
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- On 2011-05-04, Kathryn Hauser from Transatlantic Business Dialogue (TABD), Jeffries Briginshaw from TABD, Fiona Bell from Price Waterhouse Coopers, others met with the Treasury to discuss Systemic Risk Heightened Prudential Standards Capital & Liquidity Other
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- On 2011-05-25, David Steck from Nomura, Daniel Ruperto from Goldman Sachs, Joanne Brower from Barclays, others met with the Fed to discuss Derivatives Markets and Products
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- On 2011-05-26, Darek DeFreece from Wells Fargo, Pamela Hutson from Wells Fargo, David Miller from Bank of America, others met with the Fed to discuss Derivatives Markets and Products
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- On 2011-05-26, met with the CFTC to discuss III. Business Conduct Standards w/ Counterparties
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- On 2011-06-09, met with the CFTC to discuss III. Business Conduct Standards w/ Counterparties
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- On 2011-06-23, Richard Berliand from Futures Industry Assn, Chris Hehmeyer from HTG Capital Partners, Athanassios Diplas from Deutsche Bank, others met with the Treasury to discuss Derivatives
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- On 2011-06-23, met with the CFTC to discuss XXVI. Position Limits
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- On 2011-07-11, Valerie Kay from Morgan Stanley, Cheryl Glory from Bank of America, John Carroll from UBS, others met with the Fed to discuss Credit Risk Retention
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- On 2011-07-13, Jeff Mayer from Deutsche Bank, Thanassis Diplas from Deutsche Bank met with the Treasury to discuss Derivatives
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- On 2011-07-25, Stuart Clarke from Deutsche Bank, Richard Ferguson from Deutsche Bank, Michael Kadish from Deutsche Bank, others met with the Fed to discuss Systemic Designations, Enhanced Prudential Standards, and Banking Supervision and Regulation
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- On 2011-10-11, met with the CFTC to discuss VI. Segregation and Bankruptcy
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- On 2011-10-13, met with the CFTC to discuss II. Definitions; V. Capital & Margin; VII. DCO Core Principles; XII. DCM Core Principles; XXVI. Position Limits
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- On 2011-11-03, Maria Douvas from Morgan Stanley, Victoria Cumings from HSBC, Darek DeFreece from Wells Fargo, others met with the Fed to discuss Derivatives Markets and Products
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- On 2011-11-30, met with the CFTC to discuss XXI. Joint Rules w/ SEC
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- On 2011-12-01, met with the CFTC to discuss XXI. Joint Rules w/ SEC
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- On 2011-12-05, Victoria Cumings from HSBC, Darek DeFreece from Wells Fargo, Pamela Hutson from Wells Fargo, others met with the Fed to discuss Derivatives Markets and Products
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- On 2011-12-08, met with the CFTC to discuss General
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- On 2011-12-12, Thomas Benison from JPMorgan Chase, Mary Johannes from ISDA, Athanassios Diplas from Deutsche Bank, others met with the Treasury to discuss Derivatives
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- On 2012-01-05, Maria Douvas from Morgan Stanley, Victoria Cumings from HSBC, Pamela Hutson from Wells Fargo, others met with the Fed to discuss Derivatives Markets and Products
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- On 2012-01-20, met with the CFTC to discuss General
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- On 2012-02-02, Maria Douvas from Morgan Stanley, Victoria Cumings from HSBC, Darek DeFreece from Wells Fargo, others met with the Fed to discuss Derivatives Markets and Products
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- On 2012-02-02, Andrew Williams from Morgan Stanley, Stephen O'Connor from Morgan Stanley, Thomas Benison from JPMorgan Chase, others met with the Fed to discuss Derivatives Markets and Products
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- On 2012-02-13, John Feid from Federal Deposit Insurance, Peter Yen from Federal Deposit Insurance, Robert Collender from Federal Housing Finance Authority, others met with the Fed to discuss Derivatives Markets and Products
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- On 2012-03-01, Maria Douvas from Morgan Stanley, Victoria Cumings from HSBC, Pamela Hutson from Wells Fargo, others met with the Fed to discuss Derivatives Markets and Products
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- On 2012-03-08, met with the CFTC to discuss IV. Business Conduct Standards – Internal
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- On 2012-03-13, Curtis Tao from Citigroup, Barry Taylor-Brill from Wells Fargo, Phillip Wertz from Bank of America, others met with the Fed to discuss Derivatives Markets and Products
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- On 2012-05-01, Carter McDowell from Securities Industry and Financial Markets Association, Jim Rosenthal from Morgan Stanley, Ken Bentsen from Securities Industry and Financial Markets Association, others met with the Fed to discuss Collins Amendment and Capital Rules
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- On 2012-05-03, Maria Douvas from Morgan Stanley, Victoria Cumings from HSBC, Darek DeFreece from Wells Fargo, others met with the Fed to discuss Derivatives Markets and Products
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- On 2012-05-10, Troy Rohrbaugh from JPMorgan Chase, David Steck from Nomura, Daniel Ruperto from Goldman Sachs, others met with the Fed to discuss Derivatives Markets and Products
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- On 2012-06-11, met with the CFTC to discuss General
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- On 2012-06-19, met with the CFTC to discuss General
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- On 2012-07-31, met with the CFTC to discuss General
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- On 2012-09-07, met with the CFTC to discuss VI. Segregation and Bankruptcy; VII. DCO Core Principles; VIII. Process for Review of Swaps; XIII. SEF Registration; XVIII. Real Time Reporting
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- On 2012-10-03, James Gorman from Morgan Stanley, Brian Moynihan from Bank of America, Lloyd Blankfein from Goldman Sachs, others met with the Treasury to discuss Other
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- On 2012-10-11, met with the CFTC to discuss General
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- On 2013-01-10, H. Rodgin Cohen from Sullivan & Cromwell, Greg Baer from JPMorgan Chase, Jim Reilly from TD Bank, others met with the Treasury to discuss Resolution
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- On 2013-02-14, Jacques Brand from Deutsche Bank, Francis Kelly from Deutsche Bank, Judith Winchester from Deutsche Bank, others met with the Treasury to discuss Heightened Prudential Standards Capital & Liquidity
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- On 2013-02-19, met with the CFTC to discuss VI. Segregation and Bankruptcy; Cross-Border
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- On 2013-02-26, Anshu Jain from Deutsche Bank, Anshu Jam from Deutsche Bank, Jacques Brand from Deutsche Bank, others met with the Fed to discuss Enhanced Supervision
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- On 2013-02-28, Jeffrey T. Brown from Charles Schwab, Diana Preston from American Bankers Association, Ross Rogers from Comerica, others met with the Treasury to discuss Other
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- On 2013-04-05, Jacques Brand from Deutsche Bank, William Woodley from Deutsche Bank, Francis Kelly from Deutsche Bank met with the Fed to discuss Enhanced Supervision
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