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Good investor data are hard to find
By Nancy Watzman Jun 29, 2011 12:18 p.m.In a recent report to Congress, mandated by the Dodd-Frank financial overhaul law, the SEC maintained that "because selecting a broker-dealer or investment adviser is one of the most important decisions that investors face, information to help them make this choice should be easy to find, easy to use, and easy to understand."
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Investment adviser contributions remain secret
By Nancy Watzman Jun 16, 2011 7:50 a.m.Starting in March 2011, investment advisers who have government clients must keep records of campaign contributions made to elected officials or candidates. But these records are kept secret--buried in internal files, out of the public eye, and available for perusal only by certain government officials.
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